Boz & Company LLC

Privacy Policy Statement


        This privacy policy statement (the "Statement") is being provided to both prospective and current clients pursuant to Securities and Exchange Commission ("SEC") and Federal Trade Commission ("FTC") notice and disclosure regulations.  The Statement explains how we collect, disclose, and maintain your nonpublic personal information.

        Boz & Company LLC holds all personal information collected from you in the strictest confidence.  In the course of doing business, however, we will occasionally obtain certain nonpublic personal information from you that may be disclosed to other parties to the extent permitted by law.  We are committed to ensuring that this information is safeguarded and protected from potential misuse.

Information We Collect

        The nonpublic personal information we collect depends on the scope of engagement with you, but may include the following:

Information We Disclose to Non-Affiliated Third Parties

        We disclose your nonpublic personal information to non-affiliated third parties only to the extent permitted by law.  We are allowed to share this information under certain circumstances without providing notice or the opportunity for you to "opt-out", including the following circumstances:

        Non-affiliated third parties include broker-dealers, custodians, attorneys, accountants, and other entities that may provide services at our discretion and on your behalf.  Clients should be aware that we are not responsible for the privacy practices of non-affiliated third parties with whom we share your information.

        We may also share your nonpublic personal information with federal and state regulators, agencies, and law enforcement officials as required by law.

How We Maintain Your Information

        Access to your information is provided to our employees only to the extent required to service your account, and to non-affiliated third parties to the extent permitted by law.  We maintain a secure office and computer environment, with procedural safeguards in place to protect the confidentiality of your nonnpublic personal information.  we will maintain your information while you are a client of ours, including for a period of time thereafter as required by federal and state regulations.  Your privacy rights exist across all forms of communication with us, including oral, written, and electronic.

        We will notify prospective clients of our privacy policy upon engagement of a business relationship.  Clients will continue to receive this notice annually thereafter.  We reserve the right to revise our privacy policy at any time and will notify you of any revision.


Last Updated: March 31, 2015

        Boz & Company LLC is an investment adviser registered with the States of Oregon and Washington.  Registration with the SEC or any state securities authority does not imply a certain level of skill or training.

        Additional information about Boz & Company LLC(CRD# 167851) is available on the SEC's website at